AML Gurus

About

Anti-Money Laundering Programs that are custom designed for your business*

• Title 31 (PATRIOT ACT)
  • Know Your Customer
  • Enhanced Due Diligence
  • Compliance Officer Designation
  • SAR's
  • Comprehensive Risk Assessment
  • Beneficial Ownership
  • Large Transaction Monitoring (Manual vs Electronic)
• Identity Theft Red Flags
  • Risk Assessment
  • Electronic Security
  • Data Breach Protocols
  • Confidentiality Agreement
  • FLAG Document to Assist Staff with ID Validation
• Military Lending Act (MLA)
  • Risk Assessment
  • Risk Tolerance Based Procedures and Policies
  • Forms
• Office of Foreign Asset Control (OFAC)
  • SDN Look-up Options (Manual vs Electronic)
  • Risk Based Procedures and Policies
• Title 26
  • 8300 Procedures
  • Customer Notification Procedures
  • Tracking (Manual vs Electronic)
• GLBA
  • Financial Privacy Act
  • Safeguards Act
• ECOA
• Training materials and documentation
• Implementation Guide
• No cost for communication with consultant EVER
• Annual Review as Required
• Assistance with Bank and Regulators

* Business can be Precious Metals only OR can include MSB services (Additional Cost

31 years pawn experience including:

1. Founded 2 stores (California and Oregon)
2. Oregon Pawn Assn. Secretary/Treasurer for 15 years
3. Washington Pawn Assn. Board member since 2016
4. CFO of CA pawnshop since 2008 (Not listed above)
5. Member of CAPA, ORPA, GPA, TAP, WASPA, NPA, ALPA, TNPA
6. Certified Anti-Money Laundering Specialist (CAMS)
7. 2024 NPA Industry Partner of the Year
8. 2023 NPA Pawn Image Award